Head Of Compliance DepartmentPublic Bank Securities Vietnam Company Limited (PBSV)

Job title: Head of Compliance Department
Terms: Full-time
Report to: Chief Executive Officer
Responsibilities
Head of Compliance Department will organize the implementation and be responsible for all activities of the Compliance Department, ensuring all business activities of the Company in compliance regulation of the Group and related laws.
• Responsible for the leadership and management of all functions of Compliance Department;
• Evaluate, review and recommend of amendments to processes, procedures to ensure compliance with laws and regulatory agencies. Assess the relevance of regulations issued by the regulators and prioritize the procedures according to the level of risks;
• Legal due diligence for the signing of contracts of the company, legal assessment management for documents and services of the company's business and operations;
• Review regulatory reports to ensure accuracy of data and timeliness of submission to regulators;
• Review the operations of other departments. Build a system of legal documents serving the company's business activities and updating legal documents to the Departments;
• Circulation of the new issuance/updates of guidelines/act/rules and regulations to all departments for their evaluation for formulation of action plans to comply with the regulatory requirement;
• Implement and control all information disclosure documents according to regulations and related documents to the License to operate, and be the contact point to work with state management agencies;
• Participate in resolution of complaints, disputes, and other related matters of the company related to the operational aspects;
• Other tasks as assigned by the Chief Executive Officer.