[HA NAM BRANCH] Internal Controller - Kiểm soát viên nội bộCÔNG TY TÀI CHÍNH TRÁCH NHIỆM HỮU HẠN MỘT THÀNH VIÊN SHINHAN VIỆT NAM

- Build up annual internal inspection plan of the branch
- Assess the safety of the bank's operation and give out necessary measures to enhance
- Conduct scheduled (including daily, monthly and annually) or unscheduled self-inspection, compliance check to ensure Branch's operation in compliance with Vietnamese laws & relevant authorituies, guidelines & regulations of State bank of Vietnam, the Bank's charter and internal policies & regulations.
- In case of finding out any violation of any staff or team, which causes loss or affect the safety of banking operation, timely report to DGM/GM & Internal Audit Department in Head Office for further settlement. Otherwise, Internal Controller will be fully responsible for any arising matters if any
- Periodically submit report - an integral part of annual report to Internal Audit Department in Head Office as well as the State Bank Branch and be responsible for the conclusion, evaluation and proposal relating to internal inspection of the branch
- Report to GM of the branch about the result of periodic Inspection
- Keep confidentiality of data and documents relating to the branch in compliance with the law of the State Bank of Vietnam as well as internal regulation of the Bank
- Support and cooperate with inspectors from the State Bank branch and the Inspectorate Board during the inspection of the branch's operation
- Controlling AML & FATCA(training new staffs, inform any update news to staffs)
- Perform and report both regular and irregular compliance tests assigned by Legal and Compliance Department in Head Office
- Supervise and report the conformity of AML to timely report to Legal and Compliance Department in Head Office
- Maintaining good relationship with the authorities of the State Bank of Vietnam Branch in local area and assist General Manager to contact relevant authorities for necessary or arising issues;