KYC Staff - Corporate Banking

Main responsibilities include but not limited to the followings:
KYC tasks for on-boarding process
• Review the On-boarding Request Form received from Relationship Manager and perform preliminary due diligence checks
• Collect necessary document from Relationship Manager to fulfill AML/ KYC related internal rules and local regulations
• Perform Customer Screening and Adverse Media Searches on AML/KYC screening systems (such as World Check, Factiva...)
• Calculate the Customer Financial Crime Risk Rating
• Perform Enhanced Due Diligence and Specialized Due Diligence
KYC tasks for periodic review
• Compare and source existing KYC documentations
• Identify gaps in KYC information for incremental tasks
• Liaise with Relationship Manager and/or relevant stakeholders to obtain necessary information
• Data entry in AML/ KYC systems (G-KYC, G-COP...)
• Conduct Expected vs. Actual Analysis, Identification Verification process for KYC on-boarding and review
• Determine for escalation to Local or Regional Financial Crime if any and preparing the whole KYC file
• Check daily and periodical KYC alerts
• Upload information to AML/KYC screening systems (such as World Check, Factiva...) for daily screening
Other ad-hoc tasks
• Monitor KYC due date, ensure the accuracy and completeness of KYC records, Perform ad-hoc screenings
• Support other regions in KYC information collection and KYC review
• Prepare document for AML/ KYC related audit & SBV inspection
• Study manual/procedure related to AML/ KYC under HO as well as local regulation requirements
• Execute other tasks as instructed by Management, Department Head and Team Head