Analyst - Compliance Consulting

Kroll's Compliance Consulting practice assists clients in setting up firms, obtaining their initial regulatory authorization or registration, and providing them with ongoing regulatory compliance advice to navigate the rapidly changing regulatory landscape.
RESPONSIBILITIES:
• Supporting the management of a portfolio of clients regulated by regulators in Hong Kong, Singapore, the United States, and other global regulators.
• Supporting APAC licensing applications for financial institutions.
• Assisting with preparing compliance training materials for clients.
• Providing support on the preparation of compliance manuals and other related policies and procedures.
• Assisting in the setting up of compliance infrastructure and ongoing compliance monitoring, including email reviews and other communication reviews.
• Assisting in conducting due diligence reviews along with other thematic reviews.
• Assisting the process of managing client's use of research consultants and expert network providers, which may include sampling and chaperoning calls, identifying any regulatory risks and drafting call report summaries.
• Providing support on clients' regulatory filing and reporting across Asia-Pacific.
• Providing ad hoc regulatory compliance advice and creative solutions.
• Drafting and developing compliance monitoring reports / compliance monitoring plans.
• Managing regulatory filing and reporting schedules.
Apply now to join One team, One Kroll.