Banking Compliance

As a founding member of IBK Vietnam, this role is responsible for assisting Compliance Department in:
1. Facilitating Licensing Process: Supporting licensing process for branches, additional license (FX), and liquidity of existing branches.
2. Development of Internal Policies and Procedures: Designing and implementing these frameworks, aligning them with local regulatory mandates and best practices in the banking sector.
3. Responding to Regulatory Changes: Monitoring and assessing regulatory developments, enabling IBK Vietnam to remain compliant while adapting our practices as needed.
4. Conducting Compliance Monitoring: Conducting ongoing compliance monitoring to ensure adherence to established policies and regulations.
Key Responsibilities
• Assist the licensing process for IBK Vietnam's subsidiary, ensuring compliance with all relevant regulatory requirements.
• Develop, implement, and update internal compliance policies and procedures in alignment with local laws and regulations.
• Monitor and assess regulatory changes impacting banking operations, advising senior management on necessary adjustments and actions.
• Conduct regular compliance audits and monitoring activities, identifying areas for improvement and ensuring adherence to established standards.
• Supporting to oversee AML and sanctions compliance, designing and implementing controls to detect and prevent financial crime.
• Provide training and guidance to staff on compliance-related matters, fostering a culture of compliance within the organization.
• Collaborate with various stakeholders, including internal teams and regulatory bodies, to ensure effective communication on compliance issues.