BANKING LOCAL REGULATION ANALYST

To assist Compliance Department (COD) in monitoring, over sighting and reporting on the
observation of laws, regulations and rules in the Branch
To gather information concerning laws and regulations in Vietnam and check related articles
on newspapers, magazines and report significant information to reporting line without delay.
To summarize and disseminate local law, regulation with specific requirement to staff in the
Branch
To assist COD in making proposal and timely reporting to the Management and Compliance
Reporting Line concerning the implementation & observation of laws, regulations and rules in
the Branch
To support COD in liaising with local regulators in daily operation.
To provide the Management and branch staff as well as to Head Office's relevant parties with
regulatory information and appropriate advice/ guidance the viewpoint of compliance in local
regulation matters.
To take proper and timely action against any violations of laws, regulations and rules in
accordance with internal procedures.
To monitor the compliance of local regulation in the branch.
To conduct compliance training related to regulation to branch staff.