Monitoring & Testing Manager/Senior Manager

JOB SUMMARY:
Reporting to the Asia Market Chief Risk & Compliance Officer, this role will be responsible for implementing and maintaining a compliance monitoring and testing program. The role will partner closely with various stakeholders and leaders across the Asia Market to identify risks, perform risk and control assessments, conduct monitoring and controls testing, identify improvement opportunities, and effectively monitor and report on the Market's compliance and risk management matters.
DUTIES & RESPONSIBILITIES:
1. Develop and execute the compliance monitoring & testing plan and conclude on the effectiveness of controls through monitoring and testing.
2. Study the complex business processes, interpret the associated risks with business stakeholders, develop testing approaches, and propose solutions to mitigate identified gaps.
3. Coordinate and closely partner with various business units in identification, measurement, management and reporting of risks.
4. Effectively communicate control issues and related recommendations to stakeholders and the Asia Market CRCO. Provide recommendations for action plans and risk ratings on observations.
5. Monitor and report open findings from internal and external assessments and audits and ensure timely resolution of the issues in co-ordination with business functions, risk & compliance, and auditors.
6. Prepare assurance reports and risk dashboards to support the effective monitoring and reporting of open issues and key risk matters.
7. Initiate and execute continuous improvement programs and closely partner with the business to enhance overall risk and compliance culture while supporting the business in meeting organizational goals.