[Online-HN] Công Ty Tư Vấn Đa Quốc Gia Kroll Việt Nam Tuyển Dụng Senior Associate, Compliance Consulting Full-Time 2024CÔNG TY TNHH KROLL VIỆT NAM

Responsibilities
Supporting the management of a portfolio of clients regulated by regulators in Hong Kong, Singapore, the United States, and other global regulators.
Providing support on the preparation of compliance manuals and other related regulatory policies and procedures
Assisting in the setup of compliance infrastructure and ongoing compliance monitoring, including email reviews
Assisting in conducting due diligence reviews
Assisting the process of managing client's use of research consultants and expert network providers, which may include sampling and chaperoning calls, identifying any regulatory risks and drafting call report summaries.
Providing support on clients' regulatory filing and reporting across Asia-Pacific
Providing ad hoc regulatory compliance advice and creative solutions
Drafting and developing compliance monitoring reports / compliance monitoring plans
Managing regulatory filing and reporting schedules
Requirements
Proven experience in a regulatory / compliance role or audit role, focusing on the financial services industry.
General understanding of compliance rules and regulations
Ability to work on own initiative and as part of a team.
Clear, logical thought processes, ability to make decisions and articulate these clearly
Strong English, oral and written communication skills. Key component of what our team need and requirement to have good business Mandarin communication skill as well.
Time management skills and ability to work within deadlines.
Solution-driven and problem-solving attitude
Broad understanding of the alternative asset management industry
In order to be considered for a position, you must formally apply via [protected info]
Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
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