Phó Phòng Pháp Chế và Tuân Thủ (Legal and Compliance Deputy Manager) - Financial

Location:
Hanoi
All
Work Type:
Permanent
Salary:
to
Monday to Friday
Dong Da - Ha Noi
35M-45M
Phó Phòng Pháp Chế và Tuân Thủ (Legal and Compliance Deputy Manager)
MÔ TẢ CÔNG VIỆC
- Plan and control company's activities, plan of testing for each period, each unit in company.
- Check the company's compliance with the internal rules, regulations and the State's laws.
- Check and review the Client's transaction records
- Checking the validity and legality in business activities, accounting and statistics.
- Reporting on risk forecasts and internal control inspection reports.
- Control the legality of the draft contract, contract of the Company under the request of the Board of Directors.
-Control the legality in drafting and promulgating process documents, regulations of professional departments, the forms in administration and business activities.
- Building the Company's Compliance policy and process.
- Organize, manage and operate activities of the Department.
-Establish and maintain relationships between the Company and the other units in the system and / or with relevant authorities, organizations and individuals to serve the work effectively.
-Direct and control the provision, synthesis and processing of information related to the legal work and compliance control of the company.
- Report to competent authorities on work related to Legislation and comply periodically or at the request of the Competent Authority for each case.
- Build up the Company's Anti money laundering (AML) policy and procedure and conduct periodic checks.
YÊU CẦU CÔNG VIỆC
* Yêu cầu công việc: Requirement
- Graduated from University, majoring in Law or accounting from domestic and foreign universities
-Work experience: 05 - 07 years of experience in banking, finance, securities, and audit.
- Understand the basic of legal profession and control of compliance of the business. Preferably with experience in credit institutions, banking, and investment.
- Management Experience: 03 years in management in the relevant field.
- Holder of Securities practice certificate is an advantage.
- Knowledge of MS Office.
- Good at Chinese or English writing and verbal presentation skills
- Dynamic, enthusiastic, honest, high responsibility
* Chế độ đãi ngộ: Remuneration
-Salary negotiable
- Modern and dynamic working environment
- Good development opportunities and remuneration
Reference Number:
536317
Contact Details:
[protected info] / Ms. Nguyet: [protected info]
Profession:
Financial > Banking & securities
Company:
Securities Company