Risk, Compliance & Legal Manager - Financial

PersolKelly

Địa điểm làm việc: Hồ Chí Minh

Hết hạn: 24/10/2021

Chi tiết công việc
Giới thiệu công ty

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Location:

Ho Chi Minh City

All

Work Type:

Permanent

Salary:

Minimum 3 years of working experience in law
Strong at regulatory compliance
Strong communication skills in English & Vietnamese both

The largest fund manager in Vietnam. The investment team has an established track record in managing Vietnamese fixed income.

KEY ACCOUNTABILITIES

1. Compliance

- Conduct on-going and periodic monitoring according to Compliance Monitoring Plan to ensure compliance with regulations and internal policies/guidelines, detect/prevent non-compliance/breaches and recommend improvements/rectification actions to departments in the Company.

- Be responsible for daily investment monitoring via Aladdin and compliance reports including communicating with Regional Rule Coding Team for coding new/amended rules, daily access and review compliance workbench in Aladdin, warning Fund Managers of potential deviations/breaches, escalating and monitoring deviations/breaches.

- Enhance and encourage the strong compliance culture across the company.

- Support Head of RCL to foster and discharge RCL responsibilities from compliance

2. Risk

- Provide support to Head of RCL on monitoring, reporting in relation to Risk Management matter.

3. Legal

- Provide legal support to all other functions, including legal advice and review documents/contracts.

- Provide legal support to respective committee such as product committee, investment committee for all private, negotiated investments.

4. Other Accountability

- Support Head of RLC in reporting to Clients, local regulators, and ES Head Office, coordinating during audit, inspection, quality assurance reviews, conducting compliance training to staff.
- Other duties, as assigned.

Reference Number:

530404

Contact Details:

[protected info]

Profession:

Financial > Asset management & alternative investment

Company:

PERSOLKELLY Vietnam

Thông tin chung

Ngày hết hạn: 24/10/2021
Thu nhập: Thỏa thuận

Giới thiệu công ty

Established in 1998, First Alliances is the most well-known as the leading HR consultancy in Viet Nam. We are proud to be the pioneer and constantly...Chi tiết Established in 1998, First Alliances is the most well-known as the leading HR consultancy in Viet Nam. We are proud to be the pioneer and...

Quy mô công ty

Từ 101 - 500 nhân viên

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