Senior Associate, Operational Risk & Compliance

ABOUT THE THE JOB
This position will provide first line controls, compliance and risk assurance support to management and NICV colleagues. This role is critical in driving risk assurance awareness, understanding, and change to create a centre of excellence for controls including the uplift of NAB's controls infrastructure.
- Providing compliance, operational risk and regulatory obligation identification, impact assessment and change within the Division
- Advising business leaders on the application of the operational risk and compliance management framework to evaluate risks in order to achieve business outcomes
- Engaging and managing stakeholders to implement and improve business systems and processes through the use/integration of the risk and compliance framework
- Working with the business to implement systems and controls to manage the requirements of operational risk and compliance policies which apply to the business
- Risk profiling: assisting to identify key risks and design of indicators to monitor, input into Divisional Risk Setting Statements as relevant
- Designing controls: assisting to identify the right key controls to mitigate key risks and obligations applicable to the business
- Providing guidance on risk and control items including Subject Matter Expertise for the following: Risks, Obligations Events, Change, and related Policies; Remediation action plans to address any control design or operating effectiveness gaps; Requisitions on Management attestations, ensuring evidence is consolidated at a Sub-Divisional level; Relevant Risk Management Forums and/or other risk related committees as required
Developing and maintaining compliance plans
- Assisting in regulatory responses and regulatory engagement matters
- Supporting the design, maintenance and / or uplift team processes, tools and methodologies
- Pro-actively identifying, driving and supporting continuous improvement and evolution of other NAB controls assessment processes and toolsets