Compliance StaffCông ty Tài chính TNHH Một Thành Viên Quốc Tế Việt Nam JACCS

Mô tả Công việc
1. Participate in building and establishing systems and processes to control and prevent compliance risks and organize the implementation of compliance-related policies;
2. Participate in developing policies, procedures, and compliance frameworks;
3. Participate in managing the Company's Compliance Framework, building a self-assessment and compliance assessment system;
4. Develop, evaluate, and report compliance levels and risks according to regulations;
5. List, monitor and evaluate compliance and key compliance compliance;
6. Focal point, supporting Divisions to build, monitor and update compliance lists;
7. Set up a system to receive, propose and monitor the handling of compliance events;
8. Check and monitor compliance, propose and comment on the development of plans, programs, inspection and control content to ensure professional activitives, general management and administration;
9. Participate in checking compliance with plans, programs and key topics and create and report on assessing the level of compliance with the law, risks due to non-comliance with the law on major activities;
10. Prepare reports and monitor remediation through monitoring activities.
11. Give warnings and recommendations to relevant Divisions in amending and supplementing internal regulations to limit operational risks;
12. Monitor and control compliance, take corrective action after inspection/audit
13. Receive information about compliance vialations and
14. Directly/propose to investigate violations, incidents, complaints... to propose handling violations according to regulations.
15. Perform other tasks as assigned by line managers.