Banking Internal Auditor

1. Job Overview
• This role is responsible for supporting the Head of Internal Audit in overseeing and executing the Bank's internal audit activities. The role provides independent and objective assurance on the adequacy and effectiveness of the Bank's internal control systems, risk management framework, and governance processes.
• In addition, the role conducts audits across head office and branches, evaluates compliance with internal policies and regulatory requirements, and provides recommendations to improve operational efficiency and control effectiveness.
• Furthermore, this role also contributes to the development and implementation of the annual internal audit plan and ensures that audit findings and recommendations are properly followed up by relevant departments.
2. Key Responsibilities
Internal Audit Execution
• Conduct internal audits of head office and branches.
• Evaluate the effectiveness of internal control systems, risk management processes, and governance mechanisms.
• Assess compliance with applicable laws, regulatory requirements, and the Bank's internal policies and procedures.
• Identify control weaknesses, operational risks, and compliance issues, and provide practical recommendations for improvement.
Audit Planning and Reporting
• Support the development and implementation of the annual internal audit plan in accordance with the Bank's risk profile and regulatory requirements.
• Prepare detailed internal audit reports, including audit findings, risk assessments, and recommended corrective actions.
• Provide regular updates to the Head of Internal Audit on audit progress and key issues identified during audit engagements.
Monitoring and Follow-up
• Monitor and evaluate the implementation of audit recommendations by relevant departments and management.
• Follow up on corrective actions related to findings identified by internal audit, external auditors, and regulatory authorities.
• Track the remediation status and report unresolved issues to the Head of Internal Audit.
Governance and Compliance Support
• Assist in maintaining internal audit policies, procedures, and professional standards in line with regulatory requirements and international best practices.
• Ensure internal audit activities comply with independence, objectivity, and professional ethics principles.
• Escalate any significant control issues, violations, or irregularities to the Head of Internal Audit in a timely manner.
Regulatory and Stakeholder Coordination
• Support the Internal Audit department in responding to recommendations and requirements from the State Bank of Vietnam, external auditors, and other competent authorities.
• Collaborate with relevant departments to improve internal control processes and strengthen risk management practices.
Other Responsibilities
• Perform other duties as assigned by the Head of Internal Audit in accordance with applicable laws and the Bank's internal regulations.