
Compliance Manager, DBS
NGÂN HÀNG TNHH MTV HSBC (VIỆT NAM)
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Mô tả công việc
If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
Global Functions (GFs) play a vital role in supporting the bank's Global Businesses and offer a broad range of career opportunities in areas from legal, risk and finance to human resources, sustainability, marketing and communications. Their operational and functional teams around the world help HSBC's Global Businesses to operate efficiently and effectively on a day-to-day basis. They also focus on controls and governance to reduce risk and protect the Group's reputation.
We are currently seeking a high calibre professional to join our team as an Compliance Manager, DBS.
Principal Accountabilities:
Assisting Head of Regulatory Compliance in providing compliance support, advice and guidance to the first and second lines of defence relative to assigned regulation(s), regulatory requirements and/or compliance risks. Assists in identifying any possible compliance deficiencies related to assigned regulation(s), regulatory requirements and/or compliance risks. Provide support to compliance projects which may include gathering and documenting functional requirements and reviewing key technical documentation
Providing support to the team in order to ensure that risks are appropriately identified, reported and recorded in a timely manner
Providing a quality day-to-day compliance service to DBS.
Supporting execution and reporting of trend analysis metrics and all other available risk outputs
Working with the wider compliance functions to identify emerging regulatory risk and to enhance and expand reportable issues
Assisting management in undertaking research, collation and analysis of data management information (MI) for presenting to the regulatory governing bodies and Senior management team
Assisting handling of regulatory matters including on-site inspections, meetings, visits, surveys, administrative approvals, product filings, policy imperatives, banking association affairs, etc.
To discharge the accountabilities set out in the GSM and Compliance FIM by pro-actively assisting management in identifying and containing compliance risk, monitoring, reporting and certification; fostering a compliance culture and optimising relations with regulators
Assist Compliance Management in their support of Business Management in fulfilling their responsibilities in complying with the spirit and letter of all regulatory requirements and key Group requirements, as established by Group Compliance
To support, advise on and monitor all aspects of the DBS operation, in order that DBS management can ensure that these Functions are conducted in accordance with the letter and spirit of all applicable laws, rules, regulations, codes of practice, Group Standards Manual and Compliance section of the Global Risk FIM.
Yêu cầu
2 year working experience in legal office or compliance or legal department of financial institute
Broad comprehension for Vietnam laws and banking regulations.
Verbal skills (Communications, English fluency, presentation Capability) and English Writing Skills;
You'll achieve more when you join HSBC.
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HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by The Hongkong and Shanghai Banking Corporation Limited
2 year working experience in legal office or compliance or legal department of financial institute
Broad comprehension for Vietnam laws and banking regulations.
Verbal skills (Communications, English fluency, presentation Capability) and English Writing Skills;
Thông tin chung
- Ngày hết hạn: 17/04/2025
- Thu nhập: Thỏa thuận
Năm 1870 HSBC mở văn phòng đầu tiên tại Sài Gòn (nay là TP. Hồ Chí Minh). Tháng 8/1995, chi nhánh tại TP. Hồ Chí Minh được cấp phép hoạt động và cung cấp đầy đủ các dịch vụ tài chính ngân hàng. HSBC khai trương chi nhánh thứ hai tại Hà Nội và thành lập văn phòng đại diện tại TP. Cần Thơ vào năm 2005. Ngày 01/01/2009, HSBC trở thành ngân hàng nước ngoài đầu tiên thành lập ngân hàng con tại Việt Nam.
Ngân hàng TNHH MTV HSBC (Việt Nam) (HSBC Việt Nam) là một ngân hàng con thuộc sở hữu 100% của...
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