Job Description
1. Develop and implement company policies and regulations to ensure that company businesses
comply with laws, and Group Policies as well as provide guidance for departments on matters
relating to compliance.
2. Design and monitor Compliance KRIs in the compliance management systems to deal with
violations of law regulations and internal policies.
3. Regularly assess the efficiency of internal control systems and recommend effective
improvements.
4. Review and evaluate company procedures and reports to ensure that the compliance risks are
identified and well handled.
5. Work as an AML Officer to conduct KYC & AML check in compliance with SBV regulations
and TFSC Policy.
6. Actively participate in establishment of new policies, procedures and business processes / system
implementations to ensure that proper controls are embedded.
7. Coordinate with different department heads to review all Company's policies and procedures.
8. Perform/ support all internal control activities related to the design, maintenance and evaluation.
9. Perform periodic compliance audits on company procedures and processes.
10. Help to coordinate activities related to internal audit to increase efficiency and effectiveness of
business process.
11. Participate as an advisor to senior manager and process owners to implement action plans to
remediate identified control deficiencies and improve the overall control environment.
12. Update compliance materials and provide compliance training sessions.
13. Draft and review all reports and documents before sending to the 3rd parties to ensure compliance
with laws and the Company internal policies.
14. Act as a communication channel and liaise for compliance matters with Head Office, the State
Bank of Vietnam and other State agencies
15. Perform other related duties as required by Head of Compliance & Legal.
Job Requirements
- Education / Professionalism: Bachelor or Master of Law, Economics, Finance, Accounting and
Auditing, Business Administration
- Bachelor's degree and/ or CIA, CFE a plus.
- At least 8 years experience in as a compliance manager, senior internal auditor or similar
position.
- At least 5 years experience in consumer finance or banking.
- Strong knowledge of banking regulations.
- Experience in writing internal policies, procedures.
- Ability to do multi-task in very fast-paced environment
- Outstanding communication and interpersonal abilities.
- An analytical mindset with excellent organizational skills.
- Proficient in spoken and written English.
- Well organization & time management
