Compliance Staff

Mô tả Công việc
1. Participate in building and establishing systems and processes to control and prevent compliance risks and organize the implementation of compliance-related policies;
2. Participate in developing policies, procedures, and compliance frameworks;
3. Participate in managing the Company's Compliance Framework, building a self-assessment and compliance assessment system;
4. Develop, evaluate, and report compliance levels and risks according to regulations;
5. List, monitor and evaluate compliance and key compliance compliance;
6. Focal point, supporting Divisions to build, monitor and update compliance lists;
7. Set up a system to receive, propose and monitor the handling of compliance events;
8. Check and monitor compliance, propose and comment on the development of plans, programs, inspection and control content to ensure professional activitives, general management and administration;
9. Participate in checking compliance with plans, programs and key topics and create and report on assessing the level of compliance with the law, risks due to non-comliance with the law on major activities;
10. Prepare reports and monitor remediation through monitoring activities.
11. Give warnings and recommendations to relevant Divisions in amending and supplementing internal regulations to limit operational risks;
12. Monitor and control compliance, take corrective action after inspection/audit
13. Receive information about compliance vialations and
14. Directly/propose to investigate violations, incidents, complaints... to propose handling violations according to regulations.
15. Perform other tasks as assigned by line managers.