Compliance and Legal Manager

Mức độ phù hợp và xếp hạng của bạn so với ứng viên khác như thế nào?
A. Compliance
- Develop, review, and maintain the Branch's internal regulations, policies, and procedures.
- Monitor and update legal documents and regulatory guidance issued by the SBV and other relevant authorities, and communicate changes to relevant departments.
- Guide relevant departments on the implementation of new or amended laws and regulations.
- Advise the Board of Management (BOM) on legal, regulatory, and compliance matters.
- Monitor compliance with applicable laws, internal policies, KYC/CDD, AML/CFT, information security, and personal data protection requirements; identify risks and recommend corrective actions.
- Act as the key liaison between the Branch, the SBV, and other relevant government authorities on regulatory and compliance matters.
B. Legal Affairs
- Review all contracts, agreements, and legal documents to ensure legal compliance and protect the Bank's interests.
- Provide legal advice and support to relevant departments on operational and business matters.
- Support relevant departments in preparing and reviewing documents, providing explanations, and responding to requests from the SBV and other relevant authorities.
- Coordinate the resolution of legal matters and customer complaints.
- Monitor legal developments and advise on their impact on the Branch's operations.
C. Internal Audit
- Review daily, monthly, quarterly, and special internal audit reports.
- Report audit activities and findings to the Internal Auditing Department of the Head Office.
- Follow up on audit findings and coordinate corrective actions with relevant departments.
- Perform other duties as assigned by the Branch Management or the Head Office.