Mô tả công việc
Mô tả Công việc
Primary Objectives
• Ensure all post-trade activities for institutional equity transactions are processed accurately, promptly, and in accordance with procedures.
• Serve as a communication bridge between Trading Desk, Sales, Research, Back Office, and clients.
• Ensure full adherence to regulatory requirements and internal policies, while proactively monitoring and managing compliance risks.
• Proactively improve processes to enhance operational efficiency and reduce risks.
Main responsibilities
• Oversee the full order flow and post-trade lifecycle, including order validation, booking, allocation, confirmation, and settlement coordination.
• Ensure all trades are executed in a timely manner, through the appropriate execution channels, and in full compliance with exchange rules and internal standards.
• Work closely with the Back Office, custodians, brokers, and the Trading Desk to resolve data inconsistencies, trade mismatches, and settlement related issues.
• Act as the central communication link among the Trading Desk, Sales, Research, Back Office, and clients regarding trade status updates and settlement progress.
• Provide timely notifications of discrepancies, delays, or operational matters requiring attention and uphold high standards of service quality.
• Ensure all post trade activities adhere to regulatory requirements, market practices, and internal compliance policies.
• Proactively identify and escalate operational risks; support the implementation of control measures to prevent errors and mitigate potential risks.
• Recommend and implement process enhancements, automation initiatives, and system optimizations to improve operational efficiency.
• Maintain and update SOPs; monitor process performance and propose improvements to ensure smooth, efficient, and secure trade operations.
Yêu cầu
Yêu Cầu Công Việc
1. Education level
• Bachelor's Degree in Economics, Finance, Banking, Securities, or related fields.
• Securities Brokerage Practice Certificate is required.
• CFA certification is priority.
2. Knowledge & Experience
• Have knowledge in securities and financial markets.
• Minimum 3-7 years of experience in finance/banking, with a preference for candidates who have experience in the securities field.
• Experience in post-trade operations, middle office, settlements, or securities operations within a brokerage, bank, asset manager, or financial institution.
3. Technical skills
• Strong understanding of trade lifecycle processes, including booking, allocation, confirmation, reconciliation, and settlement.
• Familiar with equity market structure, order types, and execution channels.
• Proficient in trading and post-trade systems such as Bloomberg Terminal, Omgeo, Horizon, or similar order management/settlement systems.
• Strong Excel and Microsoft Office skills.
• Knowledge of regulatory requirements and exchange rules.
4. Soft skills
• High standards of personal integrity and professionalism.
• Strong communication and presentation skills (including English proficiency).
• High attention to detail and accuracy.
• Strong analytical and problem-solving skills.
• Ability to work under pressure and manage multiple deadlines.
• Clear and professional communication skill.
• Strong teamwork and cross-functional collaboration.
Quyền lợi
Laptop
Chế độ bảo hiểm
Du Lịch
Chế độ thưởng
Chăm sóc sức khỏe
Đào tạo
Tăng lương
Công tác phí
Nghỉ phép năm
CLB thể thao
Thông tin chung
Nơi làm việc
- 76 Lê Lai, Bến Thành, Quận 1, Hồ Chí Minh
Cách thức ứng tuyển
Ứng viên nộp hồ sơ trực tuyến bằng cách bấm nút Ứng tuyển bên dưới:
Hạn nộp: 03/05/2026
