Senior Manager, Compliance

Job purpose:
The position is responsible for supporting the FCC Director in developing, implementation, maintenance of the Financial Crime Compliance program (FCC Program), which covers anti-money laundering and anti-terrorist financing (AML/ATF), sanctions and anti-bribery & anti-corruption (ABAC), transactions with related party within Sun Life Vietnam. The role is to detect, prevent and manage aforementioned related risks that may affect Sun Life Vietnam's business operations and reputation
This position report to the Money Laundering Reporting Officer (MLRO) of Sun Life Vietnam.
Major accountabilities
Management scope: Not applicable - This is individual role
1. Implement Financial Crime Compliance (FCC) program at Sun Life Vietnam:
Implement of the anti-money laundering/anti-terrorist financing (AML/ATF), sanctions and anti-bribery & anti-corruption (ABAC) operating guidelines to support MLRO in identifying, assessing, and managing financial crimes risks in compliance with regulatory requirements and internal obligations.
Develop and deliver of FCC training and educational programs related for the employees and advisors.
Assist MLRO in providing guidance and advice on FCC regulatory developments. Maintain and communicate to the business stakeholders the up-to-date information on applicable FCC laws and regulations.
Provide advice and support to the business for establishing and maintaining relevant procedures to deter, monitor and report financial crime activities and ensure appropriate compliance oversight on any financial crime compliance related day-to-day business processes.
Facilitate FCC risk assessments, providing independent review and challenge of business unit risk assessment results.
Handle multi system enhancements
Perform FCC-related monitoring and testing activities, collaborate with internal and external audit reviews to evaluate the effectiveness and efficiencies of the FCC program.
Provide periodic management reports and escalate material FCC matters to MLRO.
Perform transaction surveillance intelligence to detect abnormal or suspicous signal.
Maintain a process for filing all prescribed reports to the local authorities as may be required from time to time.
Assist Sun Life Vietnam's MLRO preparing regulatory reports.
2. Participate in business initiatives and developments, as appropriate, provide constructive advice and effective challenges on FCC risks and controls.
3. Deliver quality results, clear backlogs, support new members through induction, and provide necessary training to ensure effective performance and knowledge transfer.
4. Perform additional duties and responsibilities as assigned by management